2 jobs found in Dungannon

We are working with a global financial organisation to recruit multiple compliance surveillance analysts to work on the surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. These roles will be for 12 months with a possibility of extension or permanent positions. Key ResponsibilitiesThe role will be part of the project team, and you will be responsible for: Reviewing and investigating trading alerts for firm, employees, and clients Documenting findings clearly and escalating issues when needed Analysing trade data and support responses to regulators Communicating results to management and working with compliance, legal, and audit teams Handling general tasks like enquiries, hotlines, data entry, and following compliance rules To be successful in this role, you will be expected to possess the following skills/experience:...

Compliance Surveillance Analysts Location: Belfast, Northern Ireland Contract Type: Temporary (12 Months) Daily Rate: £168 per day Working Pattern: Full Time, hybrid (3 days in office) Monday - Friday 40 hrs per week Key Responsibilities: Assist in reviewing and analysing surveillance alerts and reports related to trading activity. Document findings and escalate matters as necessary. Gather and analyse trade data to respond to inquiries from regulatory bodies. Communicate surveillance findings to management clearly and concisely. Support the compliance group in evaluating surveillance results for potential issues. Handle inquiries from internal partners, including assurance and audit teams. Conduct data entry and manage telephone hotlines as needed. Uphold the organisation's reputation by adhering to compliance laws and ethical standards.Qualifications: Bachelor's degree or relevant experience in a financial services or regulatory environment; an advanced degree is...