Aug 26, 2026
Regulatory Compliance Advisor
Pay: £103,300 - £139,900
Location: London (SE1 0SU) - Fully onsite
Hours: Full time, 35 hours
Contract: Temporary ongoing
If you're passionate about keeping trading activities fair, transparent, and compliant, this is a pivotal role where your judgement directly helps protect market integrity-and supports a culture of doing the right thing, even when it's challenging.
What you'll be doing:
* Ensure compliance with trading regulations, including market conduct requirements, exchange rules, and transaction surveillance
* Advise senior management and trading teams on regulatory matters, upcoming changes, and potential impacts as the business grows
* Develop and implement policies and procedures to meet local and cross-jurisdictional (or international) regulatory and market conduct rules
* Perform regulatory reviews, surveillance, and monitoring to confirm trades meet applicable rules and protect the firm's reputation
* Work closely with...
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CV-Library
City of London, London
Contractor